FAN Che Hsi Jason

范哲曦

CE AOK030Licensed IndividualSFO licence active

FAN Che Hsi Jason (CE number AOK030) is an individual licensed by the Hong Kong SFC. First licensed on 2007-01-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Representative	Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司

Licence Record (12)

2025-01-06 – present Current

Shanggu Asset Management (Asia) Limited Rep

RA 1 RA 4

2023-04-06 – 2024-12-20

iFAST Global Markets (HK) Limited Rep

RA 1 RA 4

2019-09-12 – 2023-02-25

Siegfried Asset Management Limited Rep

RA 1 RA 4 RA 9

2018-02-02 – 2019-05-31

Glory Sun Securities Limited Rep

RA 1 RA 4 RA 9

2015-06-18 – 2017-09-27

Target Capital Management Limited Rep

RA 1 RA 4 RA 9

2012-09-17 – 2013-08-15

Shenwan Hongyuan Securities (H.K.) Limited Rep

RA 1

2012-09-17 – 2013-08-15

Shenwan Hongyuan Futures (H.K.) Limited Rep

RA 2

2009-01-15 – 2009-08-29

Nomura Futures (Hong Kong) Limited Rep

RA 2

2009-01-08 – 2009-08-29

Nomura International (Hong Kong) Limited Rep

RA 1 RA 2

2008-04-23 – 2008-11-28

Generali Investments Asia Limited Rep

RA 1 RA 4 RA 5 RA 9

2007-01-15 – 2008-02-22

Merrill Lynch (Asia Pacific) Limited Rep

RA 1

2007-01-15 – 2008-02-22

Merrill Lynch Futures (Hong Kong) Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOK030