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SANTILLI Filippo

CE AOI871Licensed IndividualExecutive OfficerNo active licence
Official SFC record

SANTILLI Filippo (CE number AOI871) is an individual licensed by the Hong Kong SFC. First licensed on 2006-12-20. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerBank of New York Mellon, The

Licence Record (4)

2008-11-05 – 2008-12-10
Nomura International (Hong Kong) Limited Rep
RA 1 RA 4
2008-04-23 – 2008-10-24
Neuberger Berman Asia Limited Rep
RA 1 RA 4 RA 9
2006-12-20 – 2008-03-20
Lehman Brothers Asia Limited Rep
RA 1 RA 4
2006-12-20 – 2008-03-20
Lehman Brothers Securities Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOI871