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Bank of New York Mellon, The

CE AIG365Registered Institution
Date of registration
2004-11-16
Register as of
2026-07-21
Last indexed
2026-07-21 22:05 UTC
Official SFC record

Bank of New York Mellon, The is a Hong Kong SFC registered institution (CE number AIG365). First licensed on 2004-11-16. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2004-11-16
RA 4Advising on Securities就證券提供意見2004-11-16

Executive Officers (4)

CE No.NameChinese
AOB713LI Sin King, Cherry李倩琼
AOI871SANTILLI Filippo
BBK053MEHRA Nehal
BVL667Micallef Serge

HKMA Securities Staff

Source: HKMA Register of Securities Staff of AIs (separate from the SFC register).

Current Securities Staff (15)

Past Staff (80)

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AIG365