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LI Sin King, Cherry

李倩琼
CE AOB713Licensed IndividualExecutive OfficerNo active licence
Official SFC record

LI Sin King, Cherry (CE number AOB713) is an individual licensed by the Hong Kong SFC. First licensed on 2006-10-23. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerBank of New York Mellon, The

Licence Record (3)

2008-04-23 – 2008-07-08
Neuberger Berman Asia Limited Rep
RA 1 RA 4 RA 9
2006-10-23 – 2008-03-20
Lehman Brothers Asia Limited Rep
RA 1 RA 4
2006-10-23 – 2008-03-20
Lehman Brothers Securities Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOB713