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YEUNG Tsui Yan

楊翠茵
CE ANU390Licensed IndividualSFO licence active
Official SFC record

YEUNG Tsui Yan (CE number ANU390) is an individual licensed by the Hong Kong SFC. First licensed on 2006-08-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCosmos One Capital Limited
宏銘資本有限公司

Licence Record (10)

2025-05-06 – present Current
Cosmos One Capital Limited Rep
RA 1
2018-12-07 – 2022-04-14
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 4
2014-03-05 – 2018-11-23
Guosen Securities (HK) Brokerage Company, Limited Rep
RA 1 RA 4
2013-08-19 – 2014-02-11
UOB Kay Hian Futures (Hong Kong) Limited Rep
RA 2
2013-05-27 – 2014-02-11
UOB Kay Hian (Hong Kong) Limited Rep
RA 1
2010-01-05 – 2013-04-10
Mirae Asset Wealth Management (HK) Limited Rep
RA 1
2007-04-24 – 2009-02-28
Bear Stearns Asia Limited Rep
RA 1 RA 2
2006-08-15 – 2007-04-14
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2006-08-15 – 2007-04-14
Merrill Lynch Far East Limited Rep
RA 1
2006-08-15 – 2007-04-14
Merrill Lynch Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANU390