LIANG Xiaoli

梁曉莉

CE ANG867Licensed IndividualResponsible OfficerSFO licence active

LIANG Xiaoli (CE number ANG867) is an individual licensed by the Hong Kong SFC. First licensed on 2006-04-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	C.M. Capital Advisors (HK) Limited

Licence Record (14)

2021-03-22 – present Current

C.M. Capital Advisors (HK) Limited RO

RA 4 RA 9

2020-10-09 – 2021-03-22

C.M. Capital Advisors (HK) Limited Rep

RA 4 RA 9

2020-08-14 – 2020-08-31

CWB Hong Kong Limited Rep

RA 1 RA 4 RA 9

2018-09-13 – 2019-02-14

Funderstone Securities Limited RO

RA 1 RA 6

2018-07-17 – 2018-09-13

Funderstone Securities Limited Rep

RA 1 RA 6

2017-07-20 – 2018-01-29

ICBC International Securities Limited Rep

RA 1

2015-07-20 – 2018-01-29

ICBC International Capital Limited Rep

RA 1 RA 6

2012-12-27 – 2015-06-11

Macquarie Capital Limited RO

RA 1 RA 6

2012-12-27 – 2015-06-11

Macquarie Corporate (Hong Kong) Limited RO

RA 6

2012-10-05 – 2012-12-27

Macquarie Capital Limited Rep

RA 1 RA 6

2012-10-05 – 2012-12-27

Macquarie Corporate (Hong Kong) Limited Rep

RA 6

2011-01-03 – 2012-08-14

Morgan Stanley Asia Limited Rep

RA 1 RA 6

2006-04-10 – 2010-11-05

Citigroup Global Markets Asia Limited Rep

RA 1 RA 6

2006-04-10 – 2010-11-05

Citigroup Global Markets Hong Kong Futures and Securities Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANG867