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LAU Pak Sun

劉栢燊
CE AMF528Licensed IndividualSFO licence active
Official SFC record

LAU Pak Sun (CE number AMF528) is an individual licensed by the Hong Kong SFC. First licensed on 2005-08-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCentral China International Capital Limited
中州國際融資有限公司
RepresentativeCentral China International Securities Co., Limited
中州國際證券有限公司

Licence Record (18)

2026-06-22 – present Current
Central China International Securities Co., Limited Rep
RA 1
2026-06-22 – present Current
Central China International Capital Limited Rep
RA 6
2020-05-26 – 2022-10-03
Southwest Securities (HK) Brokerage Limited RO
RA 1
2020-05-26 – 2022-10-03
Southwest Securities (HK) Capital Limited RO
RA 1
2020-03-16 – 2022-10-03
Southwest Securities (HK) Brokerage Limited Rep
RA 1 RA 4
2020-03-16 – 2022-10-03
Southwest Securities (HK) Capital Limited Rep
RA 1 RA 6
2017-05-23 – 2020-02-21
Sinolink Securities (Hong Kong) Company Limited RO
RA 1
2016-11-16 – 2020-02-21
Sinolink Securities (Hong Kong) Company Limited Rep
RA 1 RA 4 RA 6
2015-01-12 – 2016-10-25
CIS Securities Asset Management Limited Rep
RA 1
2014-04-30 – 2014-12-04
China Industrial Securities International Capital Limited Rep
RA 1 RA 6
2013-07-19 – 2014-04-24
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 4 RA 6
2012-08-08 – 2013-01-31
Funderstone Securities Limited Rep
RA 1
2012-08-08 – 2013-01-31
Funderstone Futures Limited Rep
RA 2
2011-09-09 – 2012-07-24
Everbright Securities Investment Services (HK) Limited Rep
RA 1 RA 4
2011-05-30 – 2011-08-22
ABCI Securities Company Limited Rep
RA 1
2008-05-23 – 2011-05-14
KGI Asia Limited Rep
RA 1
2008-05-23 – 2011-05-14
KGI Futures (Hong Kong) Limited Rep
RA 2
2005-08-09 – 2005-11-07
Delta Asia Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMF528