CIS Securities Asset Management Limited
順安證券資產管理有限公司
CE API164Licensed Corporation
CIS Securities Asset Management Limited is a Hong Kong SFC licensed corporation (CE number API164). First licensed on 2007-12-07. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2007-12-07 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2008-12-24 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2008-12-24 |
| RA 9 | Asset Management | 提供資產管理 | 2013-01-11 |
HKEX Participantships (4)
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
Responsible Officers (3)
| CE No. | Name | Chinese |
|---|
| AFX173 | CHAN Tsz Kin, Ernest | 陳子建 |
| ARE721 | CHUNG Ho Wai, Alan | 鍾浩為 |
| BID232 | HO Cheuk Ming | 何卓鳴 |