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WONG Yau Nang

王祐能
CE AMB339Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Yau Nang (CE number AMB339) is an individual licensed by the Hong Kong SFC. First licensed on 2005-07-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerPacific Alliance Investment Management (HK) Limited
太平洋投資策略有限公司

Licence Record (8)

2025-04-15 – present Current
Pacific Alliance Investment Management (HK) Limited RO
RA 1
2023-07-03 – 2025-04-15
Pacific Alliance Investment Management (HK) Limited Rep
RA 1
2021-03-05 – 2023-05-31
Jefferies Hong Kong Limited RO
RA 1
2020-11-03 – 2021-03-05
Jefferies Hong Kong Limited Rep
RA 1
2014-08-06 – 2020-10-16
Oaktree Capital (Hong Kong) Limited RO
RA 1
2014-07-04 – 2014-08-06
Oaktree Capital (Hong Kong) Limited Rep
RA 1
2009-02-06 – 2014-06-07
Franklin Templeton Investments (Asia) Limited Rep
RA 1
2005-07-26 – 2009-01-16
AllianceBernstein Hong Kong Limited Rep
RA 1 RA 4 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMB339