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CHAN Ching Yu, Katherine

陳菁瑜
CE ALS696Licensed IndividualSFO licence active
Official SFC record

CHAN Ching Yu, Katherine (CE number ALS696) is an individual licensed by the Hong Kong SFC. First licensed on 2005-02-24. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeDynasty Alliance Investment Management Limited
匯霸致遠投資管理有限公司

Licence Record (6)

2024-10-29 – present Current
Dynasty Alliance Investment Management Limited Rep
RA 4 RA 9
2022-08-05 – 2024-10-08
Basis Asset Management Limited Rep
RA 4 RA 9
2014-10-20 – 2016-04-01
Nomura International (Hong Kong) Limited Rep
RA 4
2012-07-03 – 2014-09-01
CGS International Securities Hong Kong Limited Rep
RA 4
2006-10-18 – 2012-06-30
Credit Agricole Securities (Asia) Limited Rep
RA 4
2005-02-24 – 2006-07-21
Lehman Brothers Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALS696