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LUK Wai Kit

陸偉傑
CE AJL679Licensed IndividualSFO licence active
Official SFC record

LUK Wai Kit (CE number AJL679) is an individual licensed by the Hong Kong SFC. First licensed on 2004-03-26. Their SFC licence is currently active. Accredited for regulated activities Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeKCG Fund Management Limited
寶通基金管理有限公司

Licence Record (8)

2020-11-13 – present Current
KCG Fund Management Limited Rep
RA 9
2017-11-16 – 2020-05-26
Richland Asset Management (HK) Limited Rep
RA 9
2009-06-19 – 2009-08-03
CMS Asset Management (HK) Co., Limited Rep
RA 9
2008-06-02 – 2009-08-03
CMS Capital (HK) Co., Limited RO
RA 9
2007-11-28 – 2009-06-04
China Merchants Securities (HK) Co., Limited RO
RA 9
2007-10-29 – 2007-11-28
China Merchants Securities (HK) Co., Limited Rep
RA 9
2006-08-28 – 2007-09-12
KCG Securities Asia Limited Rep
RA 6 RA 9
2004-03-26 – 2005-08-16
Fuhwa Securities (Hong Kong) Co., Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJL679