CMS Capital (HK) Co., Limited is a Hong Kong SFC licensed corporation (CE number AJL465). First licensed on 2004-05-06. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 4 | Advising on Securities | 就證券提供意見 | 2004-05-06 |
| RA 9 | Asset Management | 提供資產管理 | 2004-05-06 |
| CE No. | Name | Chinese |
|---|---|---|
| BGE918 | ZHANG Xiangjie | 張翔傑 |
| BQO308 | LU Gonglu | 鲁公路 |
| BXC023 | LIU Haiyan | 刘海燕 |
| CE No. | Name | Chinese |
|---|---|---|
| BQX866 | ZHANG Xi | 張爔 |
| BSS034 | WONG Pui Jones | 黃沛鍾 |