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HUI Hon Yuen, Benedict

許瀚源
CE AGQ352Licensed IndividualSFO licence active

HUI Hon Yuen, Benedict (CE number AGQ352) is an individual licensed by the Hong Kong SFC. First licensed on 2004-08-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeVictory Securities Company Limited
勝利證券有限公司

Licence Record (29)

2024-10-21 – present Current
2019-11-18 – 2020-06-01
2019-05-21 – 2020-06-01
2019-05-21 – 2019-11-18
2017-11-21 – 2019-03-25
2017-10-04 – 2017-11-21
2014-12-29 – 2015-04-30
2014-11-25 – 2015-04-30
2013-11-06 – 2014-06-30
2013-10-16 – 2013-11-06
2012-08-17 – 2013-10-01
2012-08-17 – 2013-03-17
2012-06-20 – 2013-10-01
2012-05-22 – 2013-10-01
2012-05-22 – 2012-08-17
2012-03-13 – 2012-05-11
2011-01-13 – 2012-01-01
2011-01-05 – 2011-01-13
2010-12-06 – 2010-12-17
2010-07-05 – 2010-12-06
2006-09-01 – 2010-06-14