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AUGIAS Cedric Alain Nicolas Marie

CE AFS898Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

AUGIAS Cedric Alain Nicolas Marie (CE number AFS898) is an individual licensed by the Hong Kong SFC. First licensed on 2010-10-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMarex Financial Services Hong Kong Limited

Licence Record (11)

2023-12-04 – present Current
Marex Financial Services Hong Kong Limited RO
RA 1 RA 2
2023-10-19 – 2023-12-04
Marex Financial Services Hong Kong Limited Rep
RA 1 RA 2
2022-01-28 – 2023-07-25
BGC Securities (Hong Kong) LLC RO
RA 1 RA 2
2022-01-28 – 2023-07-25
GFI (HK) Securities L.L.C. RO
RA 1 RA 2
2021-03-29 – 2022-01-28
BGC Securities (Hong Kong) LLC Rep
RA 1 RA 2
2020-07-20 – 2023-07-25
GFI (HK) Securities L.L.C. Rep
RA 1 RA 2 RA 7
2015-10-13 – 2023-07-25
Sunrise Brokers (Hong Kong) Limited Rep
RA 1 RA 2
2012-05-31 – 2014-09-05
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 2 RA 7
2012-05-31 – 2014-09-05
Credit Suisse Securities (Hong Kong) Limited Rep
RA 1
2010-10-06 – 2011-11-03
Macquarie Capital Limited Rep
RA 1
2010-10-06 – 2011-11-03
Macquarie Asia Securities Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFS898