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PANG Ka Yin

彭嘉賢
CE AEF574Licensed IndividualSFO licence active
Official SFC record

PANG Ka Yin (CE number AEF574) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCitigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司

Licence Record (5)

2023-01-11 – present Current
Citigroup Global Markets Asia Limited Rep
RA 1 RA 2
2019-12-19 – 2022-12-28
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1
2010-05-10 – 2018-02-06
Deutsche Securities Asia Limited Rep
RA 1
2003-04-01 – 2008-11-24
Morgan Stanley Asia Limited Rep
RA 1 RA 4 RA 6 RA 7
2003-04-01 – 2004-01-30
Morgan Stanley Hong Kong Futures Limited Rep
RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEF574