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JUNG Christopher Lam

曾俊文
CE ADX061Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

JUNG Christopher Lam (CE number ADX061) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMarex Financial Services Hong Kong Limited

Licence Record (19)

2024-02-06 – present Current
Marex Financial Services Hong Kong Limited RO
RA 1 RA 2
2023-12-01 – 2024-02-06
Marex Financial Services Hong Kong Limited Rep
RA 1 RA 2
2019-05-17 – 2023-11-30
Xeram and Company (Asia) Limited RO
RA 1 RA 2
2017-09-20 – 2018-02-08
Makto Capital Management Limited RO
RA 4
2017-05-23 – 2018-02-08
Makto Capital Management Limited Rep
RA 4 RA 9
2014-06-04 – 2016-11-25
BNP Paribas Securities (Asia) Limited Rep
RA 1 RA 2 RA 7
2013-10-24 – 2013-12-23
CICC US Securities (Hong Kong) Limited RO
RA 1
2012-11-28 – 2013-10-24
CICC US Securities (Hong Kong) Limited Rep
RA 1
2012-08-13 – 2013-12-23
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1
2012-08-13 – 2013-12-23
China International Capital Corporation Hong Kong Futures Limited Rep
RA 2
2011-08-15 – 2012-06-20
Nomura Securities (Hong Kong) Limited Rep
RA 1 RA 2
2011-08-02 – 2012-06-20
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2
2010-09-16 – 2011-01-10
J.P. Morgan Securities (Far East) Limited RO
RA 1 RA 4
2008-09-24 – 2011-01-10
J.P. Morgan Broking (Hong Kong) Limited RO
RA 1 RA 2 RA 4 RA 5
2008-09-24 – 2009-11-30
Bear Stearns Asia Limited RO
RA 1 RA 2 RA 4 RA 5
2008-04-18 – 2008-09-24
J.P. Morgan Broking (Hong Kong) Limited Rep
RA 1 RA 2 RA 4 RA 5
2004-06-11 – 2008-03-04
Goldman Sachs Futures (Asia) Limited Rep
RA 2
2003-04-01 – 2008-03-04
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 4 RA 6 RA 9
2003-04-01 – 2008-03-04
Goldman Sachs (Asia) Securities Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADX061