KWAN Wai Kuen, Freddie

關偉權

CE AAE275Licensed IndividualResponsible OfficerSFO licence active

KWAN Wai Kuen, Freddie (CE number AAE275) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	DT Securities & Futures Co. Limited 大田證券期貨有限公司

Licence Record (12)

2024-06-14 – present Current

DT Securities & Futures Co. Limited RO

RA 1 RA 2

2024-05-14 – 2024-06-14

DT Securities & Futures Co. Limited Rep

RA 1 RA 2

2017-02-22 – 2023-09-07

Shenwan Hongyuan Research (H.K.) Limited RO

RA 4 RA 5

2007-08-17 – 2014-11-27

Shenyin Wanguo Online Broker (H.K.) Limited RO

RA 1

2006-06-23 – 2014-08-01

Shenwan Hongyuan Capital (H.K.) Limited RO

RA 1

2004-03-26 – 2023-09-07

Shenwan Hongyuan Securities (H.K.) Limited RO

RA 1

2004-03-26 – 2023-09-07

Shenwan Hongyuan Futures (H.K.) Limited RO

RA 2

2004-03-19 – 2024-04-23

Shenwan Hongyuan Securities (H.K.) Limited Rep

RA 1

2004-03-19 – 2024-04-23

Shenwan Hongyuan Futures (H.K.) Limited Rep

RA 2

2003-04-01 – 2004-03-18

Great Bay Securities Limited RO

RA 1 RA 4 RA 9

2003-04-01 – 2004-03-18

Pacific Challenge Corporate Finance Limited RO

RA 1

2003-04-01 – 2004-03-18

Pacific Challenge Futures Hong Kong Limited RO

RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAE275