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CHANG, WILLIAM WEI HAN

張維漢
HKMA AG0206HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

CHANG, WILLIAM WEI HAN (HKMA registration number AG0206) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at ROYAL BANK OF CANADA. Has been engaged at 3 authorized institutions over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
ROYAL BANK OF CANADARA 1 Type 1: dealing in securitiesYesDIRECTOR, GLOBAL INVESTMENT BANKING2018-09-03
ROYAL BANK OF CANADARA 4 Type 4: advising on securitiesYesDIRECTOR, GLOBAL INVESTMENT BANKING2018-12-11
ROYAL BANK OF CANADARA 6 Type 6: advising on corporate financeYesDIRECTOR, GLOBAL INVESTMENT BANKING2018-09-03

Business Address

Registered InstitutionSFC CE No.Address
ROYAL BANK OF CANADAAAE72741ST AND 42ND FLOOR, ONE TAIKOO PLACE, TAI KOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG

Conditions

Registered Institution Effective Date Description 1 Registered Institution ROYAL BANK OF CANADA Effective Date 27 Dec 2023 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission. 2 Registered Institution ROYAL BANK OF CANADA Effective Date 27 Dec 2023 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.

Registration History (5)

2023-12-27 – present Current
ROYAL BANK OF CANADA Executive Officer
RA 1 RA 4 RA 6
2018-12-11 – 2023-12-26
ROYAL BANK OF CANADA
RA 4
2018-09-03 – 2023-12-26
ROYAL BANK OF CANADA
RA 1 RA 6
2013-07-02 – 2016-06-15
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
RA 1 RA 4 RA 6
2013-07-02 – 2016-06-15
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
RA 1 RA 4 RA 6

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AG0206