CHANG, WILLIAM WEI HAN
張維漢
HKMA AG0206HKMA 有關人士現時已註冊主管人員 (EO)
CHANG, WILLIAM WEI HAN（HKMA 註冊編號 AG0206）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 ROYAL BANK OF CANADA 註冊進行受規管活動。歷年曾於 3 間認可機構任職。
現時註冊 Current Registration (3)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| ROYAL BANK OF CANADA | RA 1 Type 1: dealing in securities | 是 | DIRECTOR, GLOBAL INVESTMENT BANKING | 2018-09-03 |
| ROYAL BANK OF CANADA | RA 4 Type 4: advising on securities | 是 | DIRECTOR, GLOBAL INVESTMENT BANKING | 2018-12-11 |
| ROYAL BANK OF CANADA | RA 6 Type 6: advising on corporate finance | 是 | DIRECTOR, GLOBAL INVESTMENT BANKING | 2018-09-03 |
業務地址 Business Address
| 註冊機構 | SFC CE 編號 | 地址 |
|---|
| ROYAL BANK OF CANADA | AAE727 | 41ST AND 42ND FLOOR, ONE TAIKOO PLACE, TAI KOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution ROYAL BANK OF CANADA Effective Date 27 Dec 2023 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission. 2 Registered Institution ROYAL BANK OF CANADA Effective Date 27 Dec 2023 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.
註冊紀錄 Registration History (5)
2023-12-27 – 現時 現職
RA 1 RA 4 RA 6
2018-12-11 – 2023-12-26
RA 4
2018-09-03 – 2023-12-26
RA 1 RA 6
2013-07-02 – 2016-06-15
RA 1 RA 4 RA 6
2013-07-02 – 2016-06-15
RA 1 RA 4 RA 6