KO, HO WAI (HKMA registration number AC5113) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at DAH SING BANK, LIMITED. Has been engaged at 9 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| DAH SING BANK, LIMITED | RA 1 Type 1: dealing in securities | No | WEALTH MANAGEMENT SERVICES, WEALTH MANAGEMENT | 2015-12-17 |
| DAH SING BANK, LIMITED | RA 4 Type 4: advising on securities | No | WEALTH MANAGEMENT SERVICES, WEALTH MANAGEMENT | 2015-12-17 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| DAH SING BANK, LIMITED | AAK565 | 26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG |