Dah Sing Bank, Limited is a Hong Kong SFC registered institution (CE number AAK565). First licensed on 2005-05-27. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2005-05-27 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2005-05-27 |
| RA 9 | Asset Management | 提供資產管理 | 2005-05-27 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| ABV418 | MAYHEW Nicholas John | |
| ADZ379 | LAU Siu Ping, Anne | 劉笑萍 |
| ADZ606 | CHAN Cliff Wai Kin | 陳維堅 |
| APL313 | WONG Mei Chun, Phoebe | 王美珍 |