Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHAN Cliff Wai Kin

陳維堅
CE ADZ606Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active

CHAN Cliff Wai Kin (CE number ADZ606) is an individual licensed by the Hong Kong SFC. First licensed on 2007-11-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerDah Sing Securities Limited
大新證券有限公司
Executive OfficerDah Sing Bank, Limited
大新銀行有限公司

Licence Record (2)

2017-01-10 – present Current
2007-11-09 – 2008-01-18