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LAU Siu Ping, Anne

劉笑萍
CE ADZ379Licensed IndividualExecutive OfficerNo active licence
Official SFC record

LAU Siu Ping, Anne (CE number ADZ379) is an individual licensed by the Hong Kong SFC. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerDah Sing Bank, Limited
大新銀行有限公司

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADZ379