Bank of East Asia Limited, The is a Hong Kong SFC registered institution (CE number AAJ165). First licensed on 2005-01-11. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2005-01-11 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2005-01-11 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2005-01-11 |
| RA 9 | Asset Management | 提供資產管理 | 2005-01-11 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| AAE987 | LI Kai Cheong, Samson | 李繼昌 |
| ACP458 | TSANG Kam Yin, Wendy | 曾錦燕 |
| ACU393 | TONG Hon Shing | 唐漢城 |
| AFG814 | NG Kai Man | 吳啟敏 |
| AGB284 | LI Man Kiu Adrian David | 李民橋 |
| AGX745 | WUN Chi Yun, Agnes | 尹芷茵 |
| AJD679 | LI Man Bun, Brian David | 李民斌 |
| ANB152 | WONG Sze Ming | 王士明 |
| BEN887 | CHIU Sai Kar Jaye | 趙世嘉 |
| BQI849 | LEUNG Chun Yip | 梁振業 |
| BSI095 | AU Wai Kuen | 區偉權 |
| BSM097 | CHAN Fritz Chun Kwai | 陳俊桂 |
| BTB938 | CHAN Wing Hong | 陳永康 |