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LI Kai Cheong, Samson

李繼昌
CE AAE987Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

LI Kai Cheong, Samson (CE number AAE987) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (4)

CapacityCompany / Institution
Responsible OfficerBEA Union Investment Management Limited
東亞聯豐投資管理有限公司
Responsible OfficerEast Asia Futures Limited
東亞期貨有限公司
Responsible OfficerEast Asia Securities Company Limited
東亞證券有限公司
Executive OfficerBank of East Asia Limited, The
東亞銀行有限公司

Licence Record (4)

2003-04-01 – present Current
BEA Union Investment Management Limited RO
RA 1 RA 4 RA 5 RA 9
2003-04-01 – present Current
East Asia Securities Company Limited RO
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – present Current
East Asia Futures Limited RO
RA 2 RA 5 RA 9
2003-04-01 – 2004-01-16
East Asia Investment Holdings Limited RO
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAE987