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LI Man Bun, Brian David

李民斌
CE AJD679Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

LI Man Bun, Brian David (CE number AJD679) is an individual licensed by the Hong Kong SFC. First licensed on 2003-12-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBEA Union Investment Management Limited
東亞聯豐投資管理有限公司
Executive OfficerBank of East Asia Limited, The
東亞銀行有限公司

Licence Record (2)

2006-08-17 – present Current
BEA Union Investment Management Limited RO
RA 1 RA 4 RA 9
2003-12-05 – 2008-07-31
Asia Strategic Investment Management Limited RO
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJD679