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WONG Sze Ming

王士明
CE ANB152Licensed IndividualExecutive OfficerNo active licence
Official SFC record

WONG Sze Ming (CE number ANB152) is an individual licensed by the Hong Kong SFC. First licensed on 2006-02-15. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerBank of East Asia Limited, The
東亞銀行有限公司

Licence Record (1)

2006-02-15 – 2011-09-01
HSBC Broking Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANB152