CITIC CFI Securities Company Limited is a Hong Kong SFC licensed corporation (CE number BRD739). First licensed on 2022-04-29. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2022-04-29 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2022-04-29 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| AYO606 | WANG Feng | 王峰 |
| AZX116 | TANG Jingchen | 唐靜琛 |
| BHO307 | GE Wenhong | 葛文紅 |
| BKB159 | GAO Xin | 高鑫 |
| CE No. | Name | Chinese |
|---|---|---|
| AWV318 | BAI Shaonan | 伯紹楠 |
| AXF039 | ZHU Jiang | 朱江 |
| AXX114 | WANG Kang | 王康 |
| AXX142 | LI Junqiao | 李俊橋 |
| BEV154 | LUO Peng | 羅鵬 |
| BFD659 | CHAN Yuk Sing | 陳旭昇 |
| BJC231 | XU Dan | 許丹 |
| BJL610 | WAN Ngai Lung | 溫巍龍 |
| BJQ205 | LIU Mu | 劉沐 |
| BJY466 | TANG Hon Sum | 鄧漢森 |
| BMW904 | JIANG Yongliang | 江永亮 |
| BOC219 | HUNG Sze Tsun | 洪思浚 |
| BOF580 | CHEN Wen | 陳雯 |
| BOS177 | YONG Ni | 勇妮 |
| BPD349 | PENG Yuguo | 彭雨果 |
| BPV402 | WEI Jingmeng | 魏京艋 |
| BRJ315 | CHAN Chiu Kam | 陳朝鑫 |
| BRO866 | LI Xin | 李馨 |
| BRW624 | GAO Yichen | 高奕琛 |
| BSE126 | WONG Ting Ting | 黃婷婷 |
| BSI172 | LI Jieni | 李洁妮 |
| BSR660 | WU Tianchi | 吴天驰 |
| BTQ107 | ZHANG Enwei | 張恩維 |
| BUE365 | LI Yaobin | 李耀斌 |
| BUV861 | HUANG Weitao | 黃韋淘 |
| BUY028 | LIU Jianwei | 劉見微 |
| BVF614 | TAN Zixin | 譚子欣 |
| BVH079 | WU Jialian | 吴佳蓮 |
| BWB595 | CHANG Kangwei | 常康威 |
| BWV830 | WU Xiaona | 吴晓娜 |
| BWW164 | HUANG SHANSHAN | 黃珊珊 |
| BXF244 | WANG Wei | 王偉 |
| BXH432 | LI Chuang | 李闖 |
| BXV896 | PENG Yuxin | 彭語欣 |
| BYA702 | SHI YILING | 施旖灵 |
| BYI950 | JI Xueying | 紀雪瑩 |