Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LUO Peng

羅鵬
CE BEV154Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LUO Peng (CE number BEV154) is an individual licensed by the Hong Kong SFC. First licensed on 2015-01-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCITIC Futures International Company Limited
中信期貨國際有限公司
RepresentativeCITIC CFI Securities Company Limited
中信信期國際證券有限公司

Licence Record (4)

2022-06-22 – present Current
CITIC CFI Securities Company Limited Rep
RA 1
2017-03-21 – present Current
CITIC Futures International Company Limited RO
RA 2
2016-01-27 – 2017-03-21
CITIC Futures International Company Limited Rep
RA 2
2015-01-19 – 2015-12-31
CITIC Securities Futures (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEV154