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ZHU Jiang

朱江
CE AXF039Licensed IndividualSFO licence active
Official SFC record

ZHU Jiang (CE number AXF039) is an individual licensed by the Hong Kong SFC. First licensed on 2011-04-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCITIC CFI Securities Company Limited
中信信期國際證券有限公司
RepresentativeCITIC Futures International Company Limited
中信期貨國際有限公司

Licence Record (5)

2022-10-19 – present Current
CITIC Futures International Company Limited Rep
RA 2
2022-05-30 – present Current
CITIC CFI Securities Company Limited Rep
RA 1 RA 4
2011-06-22 – 2014-06-03
Haitong International Capital Limited Rep
RA 6
2011-04-21 – 2021-04-01
Haitong International Securities Company Limited Rep
RA 1 RA 3
2011-04-21 – 2014-06-03
Haitong International Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXF039