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BAI Shaonan

伯紹楠
CE AWV318Licensed IndividualSFO licence active
Official SFC record

BAI Shaonan (CE number AWV318) is an individual licensed by the Hong Kong SFC. First licensed on 2011-02-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCITIC CFI Securities Company Limited
中信信期國際證券有限公司
RepresentativeCITIC Futures International Company Limited
中信期貨國際有限公司

Licence Record (5)

2022-07-12 – present Current
CITIC CFI Securities Company Limited Rep
RA 1
2022-04-11 – present Current
CITIC Futures International Company Limited Rep
RA 2
2017-01-13 – 2022-02-15
Zhongda (Hong Kong) Futures Limited RO
RA 1 RA 2
2014-04-17 – 2016-02-05
CES Capital International (Hong Kong) Co., Limited RO
RA 2
2011-02-25 – 2016-02-05
CES Capital International (Hong Kong) Co., Limited Rep
RA 1 RA 2 RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWV318