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Pollock Asset Management Limited

普樂資本有限公司
CE BLM847Licensed Corporation
Date of licence (SFO)
2018-11-20
Register as of
2026-07-22
Last indexed
2026-07-23 14:05 UTC
Official SFC record

Pollock Asset Management Limited is a Hong Kong SFC licensed corporation (CE number BLM847). First licensed on 2018-11-20. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2018-11-20
RA 4Advising on Securities就證券提供意見2018-11-20
RA 9Asset Management提供資產管理2018-11-20

Responsible Officers (3)

CE No.NameChinese
AOR573LEE Derek Ho Yin李浩然
AYR072LEUNG Sin Yeng, Winnie梁善盈
BJW088LI Pui Wai, Crystal李沛慧

Representatives (6)

CE No.NameChinese
AIZ709TSE Lai Wai謝禮緯
ATX780TSAI Yuen Ning蔡婉寧
BCQ498POTIE Thibault Dany Michel
BJW088LI Pui Wai, Crystal李沛慧
BTL153CHING Tsz Hei程梓羲
BVU176CHAN Yiu Nam陳耀楠

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/BLM847