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TSAI Yuen Ning

蔡婉寧
CE ATX780Licensed IndividualSFO licence active
Official SFC record

TSAI Yuen Ning (CE number ATX780) is an individual licensed by the Hong Kong SFC. First licensed on 2009-10-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePollock Asset Management Limited
普樂資本有限公司

Licence Record (5)

2026-02-25 – present Current
Pollock Asset Management Limited Rep
RA 1 RA 4 RA 9
2025-10-31 – 2026-01-10
Futu Securities International (Hong Kong) Limited Rep
RA 1 RA 4
2012-09-10 – 2013-11-01
China Shenghai Investment Management Limited Rep
RA 1 RA 4 RA 9
2010-02-03 – 2012-03-15
Goldman Sachs (Asia) L.L.C. Rep
RA 1
2009-10-08 – 2010-01-23
CCB International Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATX780