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TSE Lai Wai

謝禮緯
CE AIZ709Licensed IndividualSFO licence active
Official SFC record

TSE Lai Wai (CE number AIZ709) is an individual licensed by the Hong Kong SFC. First licensed on 2003-06-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePollock Asset Management Limited
普樂資本有限公司

Licence Record (3)

2019-06-13 – present Current
Pollock Asset Management Limited Rep
RA 1 RA 4 RA 9
2017-10-25 – 2019-02-20
Seazen Resources Asset Management Limited Rep
RA 1 RA 4 RA 9
2003-06-27 – 2014-05-01
CBH Asia Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AIZ709