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LI Pui Wai, Crystal

李沛慧
CE BJW088Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Pui Wai, Crystal (CE number BJW088) is an individual licensed by the Hong Kong SFC. First licensed on 2017-07-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerPollock Asset Management Limited
普樂資本有限公司
RepresentativePollock Asset Management Limited
普樂資本有限公司

Licence Record (3)

2020-12-04 – present Current
Pollock Asset Management Limited RO
RA 1 RA 4
2019-01-25 – present Current
Pollock Asset Management Limited Rep
RA 1 RA 4 RA 9
2017-07-03 – 2018-12-12
OnePlatform Asset Management Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJW088