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Bank Julius Baer & Co. Ltd.

CE AUR302Registered Institution
Date of registration
2010-11-01
Register as of
2026-07-21
Last indexed
2026-07-21 23:05 UTC
Official SFC record

Bank Julius Baer & Co. Ltd. is a Hong Kong SFC registered institution (CE number AUR302). First licensed on 2010-11-01. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2010-11-01
RA 4Advising on Securities就證券提供意見2010-11-01
RA 9Asset Management提供資產管理2011-08-05

Executive Officers (16)

CE No.NameChinese
ACD687CHAN Eva Wu陳胡翠萍
AFC145YUEN Man Suet袁漫雪
AFC214CHOW Edward Kyait Hing曹植興
AFD161DONG Wenhui董雯惠
AFE279CHEUNG Hei Yee, Salina章熙宜
AFM247CHEUNG Kit Sum張潔心
AFM611KAPOOR Kapil簡基爾
AHT087CHAN Wing Yee, Agatha陳詠怡
AOT500SUNG Ching Hua宋清華
AQM642TANG Kai Chi鄧啟志
AQW554MAK Yin Fo麥研科
ARQ674TSANG Long曾朗
ATJ206WANG Su Huei王淑慧
AVJ287TREIER Sandro
AZF426SHICK David C. Y.戚志雄
BRE631WU Hui-yi吳惠義

HKMA Securities Staff

Source: HKMA Register of Securities Staff of AIs (separate from the SFC register).

Current Securities Staff (314)

Past Staff (834)

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AUR302