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CHAN Wing Yee, Agatha

陳詠怡
CE AHT087Licensed IndividualExecutive OfficerNo active licence
Official SFC record

CHAN Wing Yee, Agatha (CE number AHT087) is an individual licensed by the Hong Kong SFC. First licensed on 2003-05-02. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerBank Julius Baer & Co. Ltd.

Licence Record (3)

2012-04-24 – 2012-08-02
Clariden Leu Asset Management (Hong Kong) Limited Rep
RA 1 RA 4
2003-05-06 – 2004-08-16
Nomura Futures (Hong Kong) Limited Rep
RA 2
2003-05-02 – 2004-08-16
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHT087