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KAPOOR Kapil

簡基爾
CE AFM611Licensed IndividualExecutive OfficerNo active licence
Official SFC record

KAPOOR Kapil (CE number AFM611) is an individual licensed by the Hong Kong SFC. First licensed on 2009-12-15. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerBank Julius Baer & Co. Ltd.

Licence Record (2)

2010-08-27 – 2013-12-31
BSI Investment Advisors (Hong Kong) Limited RO
RA 1 RA 4 RA 9
2009-12-15 – 2010-11-01
Generali Investments Asia Limited Rep
RA 1 RA 2 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFM611