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SHICK David C. Y.

戚志雄
CE AZF426Licensed IndividualExecutive OfficerNo active licence
Official SFC record

SHICK David C. Y. (CE number AZF426) is an individual licensed by the Hong Kong SFC. First licensed on 2012-03-30. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerBank Julius Baer & Co. Ltd.

Licence Record (1)

2012-03-30 – 2012-08-02
Clariden Leu Asset Management (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZF426