CSOP Asset Management Limited is a Hong Kong SFC licensed corporation (CE number ARN075). First licensed on 2008-09-29. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2014-04-30 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2009-04-02 |
| RA 9 | Asset Management | 提供資產管理 | 2008-09-29 |
| CE No. | Name | Chinese |
|---|---|---|
| ARN081 | DING Chen | 丁晨 |
| AXS400 | ZHANG Bo | 張博 |
| AXU973 | HE Melody Xian | |
| BAK952 | WANG Yingsi | 王穎思 |
| BBG788 | ZHANG Guoyan | 張國彥 |
| BCI337 | SHAO Wei | 邵尉 |
| BFE380 | WONG Cheuk Fung | 王卓峯 |
| BHO329 | WANG Yi | 王毅 |
| CE No. | Name | Chinese |
|---|---|---|
| ANR491 | XU Xiaoxi | 許曉曦 |
| APM132 | NG Kwok Lam | 吳國霖 |
| AXB928 | CHEN Shujin | 陳姝瑾 |
| AXS400 | ZHANG Bo | 張博 |
| AZV699 | WANG Tianjiao | 王天嬌 |
| BCB706 | WANG Chen | 王辰 |
| BCE891 | ZHANG Xinzhe | 張忻哲 |
| BCQ012 | LAU Tsz On | 劉子安 |
| BFE380 | WONG Cheuk Fung | 王卓峯 |
| BFK208 | SHANGGUAN Jian | 上官劍 |
| BFS839 | HAN Jianan | 韓嘉楠 |
| BHF233 | KANG Eunhea | 姜恩惠 |
| BHW841 | TAN Mi | 譚米 |
| BIA003 | LEE Suet Hang | 李雪恆 |
| BIJ019 | WANG Zicong | 王子聰 |
| BJO766 | ZHU Wen Hong Alessandro | |
| BJO848 | LI Jiayin | 李加音 |
| BKE315 | SHU Lulu | 舒露露 |
| BMI120 | CHEN Pin Han | |
| BMJ753 | ZHANG Xueqi | 張雪琪 |
| BNN282 | ZHOU Mengxuan | 周梦璇 |
| BNN747 | GUO Xinlong | 郭鑫隆 |
| BNS796 | REN Xiaodong | 任小棟 |
| BOB281 | CHANG Kin Long | 張健朗 |
| BOR702 | PAN Wenqi | 潘文琦 |
| BOZ177 | YANG Jin | 楊勁 |
| BPB735 | SONG Xueyuan | 宋雪原 |
| BPE798 | LEE Yat Lam | 李溢琳 |
| BPF001 | DU Xuan | 杜絢 |
| BQZ952 | WU CHENGYU | 伍騁宇 |
| BRB159 | NG Chi Yui | 吳志銳 |
| BRG571 | CHUNG Wai Lam | 鍾偉林 |
| BRJ336 | LI Shaojin | 李少金 |
| BRO455 | LIANG Yongjia | 梁永佳 |
| BRO737 | ZHANG Xingyu | 張星宇 |
| BRS200 | LEE Sun Ho | |
| BRS799 | LI Junpei | 李浚沛 |
| BRT236 | ZHAN Qiusha | 詹秋莎 |
| BRV497 | LEE JE CHUNG | |
| BSQ534 | BU Fan | 步釩 |
| BST755 | LIU Yize | |
| BSY912 | YANG Ruiyu | 杨睿宇 |
| BSZ828 | LIANG Zhiyuan | 梁致遠 |
| BTB067 | CHU Yuqing | 褚宇晴 |
| BTR191 | LIU Xinyi | 刘欣宜 |
| BTT418 | LI Qian | 李茜 |
| BTV097 | LIU Jingyu | 刘静瑜 |
| BUC728 | LIU Ka Hei | 廖嘉曦 |
| BUD092 | YAO Yi | 姚屹 |
| BVB026 | ZHANG YANA | 張亞娜 |
| BVD269 | TSUI Wai Kin | 徐維健 |
| BVD744 | CHEN Yue An | 陳瑜安 |
| BVD909 | LIU Fanyu | 劉凡語 |
| BVE073 | LEUNG KIN TUNG | 梁健東 |
| BVI200 | HUANG Qinrui | 黄钦瑞 |
| BVK363 | FANG Zuji | 方祖吉 |
| BVL564 | WANG Yuxin | 王璵昕 |
| BVQ528 | XIE Junlei | 谢隽蕾 |
| BVT499 | ZHU Xi | 朱熙 |
| BVX072 | HE Mingyang | 何明阳 |
| BWC909 | XIAO Yawen | 肖雅文 |
| BWI772 | XU Wei | 徐為 |
| BWQ664 | ZHAO Xin | |
| BWQ988 | AHMED Omar Hassan Abbas | |
| BWZ606 | BAO Shuai tian | 包帅天 |
| BWZ653 | LIN Lin | 林琳 |
| BXF242 | LI Zhihang | 李知航 |
| BXT857 | CHEN Zhenxing | 陳振興 |
| BXX443 | FANG Yuan | 方源 |