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LI Shaojin

李少金
CE BRJ336Licensed IndividualSFO licence active
Official SFC record

LI Shaojin (CE number BRJ336) is an individual licensed by the Hong Kong SFC. First licensed on 2021-07-30. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCSOP Asset Management Limited
南方東英資產管理有限公司

Licence Record (3)

2026-06-11 – present Current
CSOP Asset Management Limited Rep
RA 4 RA 9
2023-08-08 – 2026-05-15
BOCOM International Securities Limited Rep
RA 4
2021-07-30 – 2023-07-14
Guotai Junan Securities (Hong Kong) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BRJ336