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LAU Tsz On

劉子安
CE BCQ012Licensed IndividualSFO licence active
Official SFC record

LAU Tsz On (CE number BCQ012) is an individual licensed by the Hong Kong SFC. First licensed on 2014-01-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCSOP Asset Management Limited
南方東英資產管理有限公司

Licence Record (2)

2021-01-22 – present Current
CSOP Asset Management Limited Rep
RA 1 RA 4 RA 9
2014-01-03 – 2021-01-17
Hang Seng Investment Management Limited Rep
RA 1 RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCQ012