Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LEE Sun Ho

CE BRS200Licensed IndividualSFO licence active
Official SFC record

LEE Sun Ho (CE number BRS200) is an individual licensed by the Hong Kong SFC. First licensed on 2021-10-05. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management), Type 10 (Credit rating).

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 9 Asset Management
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCSOP Asset Management Limited
南方東英資產管理有限公司

Licence Record (2)

2025-12-01 – present Current
CSOP Asset Management Limited Rep
RA 4 RA 9
2021-10-05 – 2025-11-14
S&P Global Ratings Hong Kong Limited Rep
RA 10

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BRS200