Industrial and Commercial Bank of China (Asia) Limited is a Hong Kong SFC registered institution (CE number AAI670). First licensed on 2004-02-27. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2004-02-27 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2004-02-27 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| ACP563 | JIM Wai Kee | 詹偉基 |
| ADO301 | CHAN Yee Wah, Ada | 陳綺華 |
| APB776 | YEUNG Kai Ming | 楊啟明 |
| ARH496 | CHEN Ling | 陳凌 |
| BOR862 | SO Ming Yan | 蘇銘恩 |
| BPO586 | TO Chun Kit | 杜俊傑 |
| BRF624 | YAU Kai Chi | 游啟智 |
| BRT196 | FUNG Kit Man | 馮杰文 |
| BUO520 | Yau Chi Man | 邱志文 |