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CHEN Ling

陳凌
CE ARH496Licensed IndividualExecutive OfficerNo active licence
Official SFC record

CHEN Ling (CE number ARH496) is an individual licensed by the Hong Kong SFC. First licensed on 2008-07-08. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerIndustrial and Commercial Bank of China (Asia) Limited
中國工商銀行(亞洲)有限公司

Licence Record (2)

2008-09-22 – 2013-02-21
China Merchants Futures (HK) Co., Limited Rep
RA 2
2008-07-08 – 2013-02-21
China Merchants Securities (HK) Co., Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARH496