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YEUNG Kai Ming

楊啟明
CE APB776Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

YEUNG Kai Ming (CE number APB776) is an individual licensed by the Hong Kong SFC. First licensed on 2007-07-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerICBC (Asia) Securities Limited
工銀亞洲証券有限公司
Executive OfficerIndustrial and Commercial Bank of China (Asia) Limited
中國工商銀行(亞洲)有限公司

Licence Record (2)

2015-10-29 – present Current
ICBC (Asia) Securities Limited RO
RA 1 RA 4
2007-07-09 – 2015-10-29
ICBC (Asia) Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APB776