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SO Ming Yan

蘇銘恩
CE BOR862Licensed IndividualExecutive OfficerNo active licence
Official SFC record

SO Ming Yan (CE number BOR862) is an individual licensed by the Hong Kong SFC. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerIndustrial and Commercial Bank of China (Asia) Limited
中國工商銀行(亞洲)有限公司

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOR862