Nomura Asset Management Hong Kong Limited
野村投資管理香港有限公司
CE AAF351Licensed Corporation
Nomura Asset Management Hong Kong Limited is a Hong Kong SFC licensed corporation (CE number AAF351). First licensed on 2004-12-16. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2013-05-20 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2004-12-16 |
| RA 9 | Asset Management | 提供資產管理 | 2004-12-16 |