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QIU Chen

邱晨
CE BUW315Licensed IndividualSFO licence active
Official SFC record

QIU Chen (CE number BUW315) is an individual licensed by the Hong Kong SFC. First licensed on 2024-07-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNomura Asset Management Hong Kong Limited
野村投資管理香港有限公司

Licence Record (1)

2024-07-04 – present Current
Nomura Asset Management Hong Kong Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUW315