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WONG Shing Kit

黃承杰
CE BIU959Licensed IndividualSFO licence active
Official SFC record

WONG Shing Kit (CE number BIU959) is an individual licensed by the Hong Kong SFC. First licensed on 2016-12-30. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNomura Asset Management Hong Kong Limited
野村投資管理香港有限公司

Licence Record (3)

2021-11-09 – present Current
Nomura Asset Management Hong Kong Limited Rep
RA 4 RA 9
2018-03-08 – 2021-10-27
ICBC International Research Limited Rep
RA 4
2016-12-30 – 2018-02-14
China Merchants Securities (HK) Co., Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIU959